Portfolio and Risk Management Course Syllabus

Full curriculum breakdown — modules, lessons, estimated time, and outcomes.

Overview: This course provides a comprehensive introduction to portfolio construction and risk management, designed for beginners with a foundational understanding of finance. Over approximately 7 hours of content, learners will explore key theories, practical tools, and real-world applications in investment management. The curriculum progresses from foundational concepts to asset allocation and risk management techniques, culminating in a final project that integrates key learnings. With flexible scheduling, learners can complete the course at their own pace while gaining valuable insights from industry professionals at UBS.

Module 1: General Introduction and Key Concepts

Estimated time: 1 hour

  • Identify common mistakes in portfolio risk assessment
  • Understand the importance of accurate risk-return trade-offs
  • Learn foundational concepts: expected returns and risk
  • Explore asset dependence and its implications

Module 2: Modern Portfolio Theory and Beyond

Estimated time: 1 hour

  • Delve into Modern Portfolio Theory (MPT)
  • Examine the benefits of diversification
  • Understand the concept of the efficient frontier
  • Explore the Capital Asset Pricing Model (CAPM) and asset pricing implications

Module 3: Asset Allocation

Estimated time: 2 hours

  • Develop investor profiles based on age and wealth
  • Differentiate between Strategic Asset Allocation (SAA) and Tactical Asset Allocation (TAA)
  • Learn how to combine SAA and TAA effectively
  • Build portfolios tailored to investor needs and market conditions

Module 4: Risk Management

Estimated time: 3 hours

  • Explore market, credit, and operational risks
  • Apply tools to measure portfolio risk
  • Learn techniques to manage and hedge risks
  • Understand the role of risk management in sustaining portfolio performance

Module 5: Insights from Industry Experts

Estimated time: 1 hour

  • Hear real-world perspectives from UBS professionals
  • Examine practical applications of portfolio theory
  • Learn how institutions implement risk management strategies

Module 6: Final Project

Estimated time: 2 hours

  • Develop a personalized investor profile
  • Construct a diversified portfolio using SAA and TAA
  • Apply risk measurement and management techniques

Prerequisites

  • Familiarity with basic financial concepts
  • Foundational knowledge of statistics
  • Some prior exposure to finance recommended

What You'll Be Able to Do After

  • Understand the theory behind optimal portfolio construction
  • Measure and manage various types of portfolio risk
  • Apply diversification principles using asset correlation insights
  • Develop investor-specific asset allocation strategies
  • Implement practical risk management techniques in investment portfolios
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